MILESTONE ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2021
Total AUM
$691M
Discretionary
$691M
100% of AUM
Avg account
$214K
Accounts
3,229
Employees
13
Advisory reps
13

Firm details

Headquarters
PITTSBURGH, Pennsylvania
CRD number
310441
Registered since
July 14, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals61.56%
  • HNWI38.15%
  • Corporations / Businesses0.24%
  • Charitable Organizations0.04%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Milestone Asset Management, LLC is an independent, SEC-registered registered investment adviser that began SEC registration in 2021 and operates as a limited liability company. The firm serves both individual and family clients as well as institutional investors and positions itself as a capital allocator—sourcing and allocating capital to third‑party managers in addition to managing client portfolios directly. Service offerings listed in regulatory filings include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars/workshops. Fee arrangements are flexible and include percentage‑of‑AUM billing as well as hourly and fixed fees. Milestone does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 45%, Cash & Cash Equivalents 5%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds45%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • WALTER WEST

    Founder & CEOCRD 2167649

  • THOMAS HAYES

    Founder and CEOCRD 2515869

Contacts

3 of 11
  • Austin Catania

    Investment Adviser RepresentativeCRD 7720770

  • James Masone

    Financial StrategistCRD 7839161

  • RICHARD BAKER

    Co-Founder and Financial CoachCRD 3239108

Unlock 8 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 166

Active vs passive

$435M in ETFs

Passive

56%

$244M

Active

40%

$192M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$37.2M370,0398.56%

Location

Primary office

PITTSBURGH, PA

ALLEGHENY

Location

PITTSBURGH, PA

Headquartered in PITTSBURGH, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
ALLEGHENY
Address
8160 Perry Hwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth