Middleton & Company Inc.
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 104549
- Registered since
- May 4, 1984
- Website
- www.middletonco.com
- Custodians
- FNZ TRUST/STATE STREET BANK, NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI82.26%
- Charitable Organizations7.61%
- Pension & Profit Sharing Plans6.01%
- Individuals4.12%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Middleton & Company Inc. is an independent registered investment adviser organized as a corporation and registered with the SEC in 1984. The firm serves both individual and family clients as well as institutional investors, charging advisory fees as a percentage of assets under management. Its advisory scope centers on discretionary portfolio management for individuals, small businesses, and other businesses or institutions. Middleton does not identify as an ESG-focused investor and is not listed as a multi-state or related adviser in the provided data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Cash & Cash Equivalents9%
- US Government Bonds7%
- Other2%
- Non-Exchange Traded Equities1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$131M in ETFs
91%
$119M
8%
$11.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $38.2M | 49,841 | 29.18% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 600 Atlantic Ave
- Time zone
- ET (UTC-5)
- Office locations
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