Middleton & Company Inc.

RIASEC RegisteredEst. 1984
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$2M
Accounts
613
Employees
16
Advisory reps
8

Firm details

Headquarters
Boston, Massachusetts
CRD number
104549
Registered since
May 4, 1984
Website
www.middletonco.com
Custodians
FNZ TRUST/STATE STREET BANK, NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI82.26%
  • Charitable Organizations7.61%
  • Pension & Profit Sharing Plans6.01%
  • Individuals4.12%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Middleton & Company Inc. is an independent registered investment adviser that has been SEC-registered since 1984. The firm manages portfolios for high-net-worth individuals, families and institutional clients, charging fees as a percentage of assets under management. Its advisory work centers on portfolio management for individuals and small businesses as well as for business and institutional accounts. Middleton & Company is not positioned as a multi-state or pension consultant adviser and does not identify as an active ESG investor. The firm has an industry affiliation with a trust company.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Cash & Cash Equivalents 9%, US Government Bonds 7%, Other 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Public Funds/Mutual Funds 1%, Private Funds 1%77%
  • Exchange Traded Equities77%
  • Cash & Cash Equivalents9%
  • US Government Bonds7%
  • Other2%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 3
  • Robert Bruch

    Robert Bruch

    Chief Investment OfficerCRD 6699901

  • Christopher Merkle

    Christopher Merkle

    Chief Compliance OfficerCRD 4308304

  • Maria Mccormack

    Maria Mccormack

    Chief Compliance OfficerCRD 4673957

Contacts

3 of 5
  • John Sargent

    John Sargent

    President and Managing DirectorCRD 4306511

  • Grenville Anderson

    Grenville Anderson

    Senior Portfolio ManagerCRD 830307

  • Alice Walsh

    Alice Walsh

    President and Managing DirectorCRD 2035254

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 44

Active vs passive

$134M in ETFs

Passive

92%

$123M

Active

7%

$10.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$36.2M48,30226.92%
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Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
600 Atlantic Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth