Midcap Financial Services Capital Management, LLC

RIASEC RegisteredEst. 2016
Total AUM
$7.3B
Discretionary
$4.8B
66% of AUM
Avg account
$606M
Accounts
12
Employees
360
Advisory reps
5

Firm details

Headquarters
Bethesda, Maryland
CRD number
285820
Registered since
November 28, 2016
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Midcap Financial Services Capital Management, LLC is a limited liability company registered with the SEC in 2016 that provides portfolio management for pooled investment vehicles. The firm serves an institutional client base and charges fees as a percentage of assets under management. It functions not only as an advisor but also as sponsor, general partner and managing member of pooled investment vehicles, and is classified primarily around securitized asset funds. The firm identifies as an active ESG investor and is owned by a mix of domestic entities and individuals.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Pierrette Bradshaw

    Pierrette Bradshaw

    Chief Compliance OfficerCRD 6029855

  • Randall Feldner

    Chief Financial OfficerCRD 8218989

  • Joshua Groman

    Chief Executive OfficerCRD 8218982

Contacts

2 of 2
  • Lisa Lenderman

    General CounselCRD 7992335

  • John O'dea

    John O'dea

    Managing DirectorCRD 6825331

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Bethesda, MD

Montgomery

Location

Bethesda, MD

Headquartered in Bethesda, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
7255 Woodmont Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth