Michael Pappas Advisor LLC

RIASEC Registered
Total AUM
$10.3M
Discretionary
$0
0% of AUM
Avg account
$515K
Accounts
20
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
171334
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals51.46%
  • HNWI48.54%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Michael Pappas Advisor LLC is an independent, individually owned registered investment adviser organized as an LLC. The firm’s stated focus is portfolio management for individuals and small businesses, with a client base made up of individual and family investors. Its fee arrangements include both a percentage of assets under management and fixed-fee engagements. The adviser does not identify as an active ESG investor, does not operate as a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 5%, Public Funds/Mutual Funds 3%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents5%
  • Public Funds/Mutual Funds3%

Contacts

1 of 1
  • Michael Pappas

    Investment Adviser RepresentativeCRD 2631793

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth