Mesirow Financial Investment Management, Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 111135
- Registered since
- May 15, 1986
- Website
- www.mesirowfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pension & Profit Sharing Plans68.21%
- HNWI25.72%
- Pooled Investment Vehicles5.73%
- Corporations / Businesses0.2%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Mesirow Financial Investment Management, Inc. is the investment-management arm of Mesirow, operating as a capital allocator for both individual/family and institutional clients. The firm is structured as a corporation and has been SEC-registered since 1986. Its advisory services include financial planning, portfolio management for individuals and pooled vehicles, pension consulting and the selection of other advisers. The firm also engages in commodity pool operator/commodity trading adviser activities and sponsors pooled-investment vehicles. Fee arrangements include percentage-of-AUM billing alongside performance-based fees. The snapshot marks the firm as a non-ESG active investor. Between 2021 and 2025 Mesirow appeared on Barron’s Top 100 RIA list each year, per the firm data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other72%
- Public Funds/Mutual Funds16%
- Exchange Traded Equities7%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 8
Jeffrey Levine
Chief Operating OfficerCRD 5627249
Christopher O'neill
Managing Director, Chief Investment OfficerCRD 2727003
Brian Price
President and Chief Operating OfficerCRD 5192466
Contacts
3 of 84
Shauna Kelly-moran
Vice President, Client Relationship SpecialistCRD 4913545
Peter Wahlstrom
Managing DirectorCRD 2961307
Lawrence Cohen
Senior Managing Director, Wealth AdvisorCRD 1297239
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 223Active vs passive
$3.3B in ETFs
82%
$2.7B
10%
$589M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK MORNINGSTAR WIDE MOAT ETF (MOAT) | VanEck | Passive | Large Blend | $259M | 2,675,294 | 7.81% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 353 N Clark St
- Time zone
- CT (UTC-6)
- Office locations
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