Mediate Financial Investment Advisory Services, LLC

RIASEC Registered

Total AUM

$106M

Discretionary

$106M

100% of AUM

Avg account

$145K

Accounts

733

Employees

Advisory reps

Firm details

Headquarters: Canfield, Ohio
CRD number: 158134
Registered since: August 21, 2026
Website: mediatefinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals55.45%
HNWI44.55%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mediate Financial Investment Advisory Services, LLC is an independent, individually owned registered investment adviser that focuses on planning and portfolio management for individual and family clients as well as small businesses and other business or institutional accounts. The firm is SEC-registered (registration posted in 2026) and offers a mix of fee arrangements, including percentage-of-assets, hourly work, and fixed-fee engagements. Its practice centers on financial planning and discretionary portfolio management rather than acting as a capital allocator or pension consultant. The firm is not positioned as an ESG specialist.