MEADOWBROOK WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2017
Total AUM
$110M
Discretionary
$110M
100% of AUM
Avg account
$423K
Accounts
260
Employees
2
Advisory reps
2

Firm details

Headquarters
GARDEN CITY, New York
CRD number
110508
Registered since
May 2, 2017
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals71.84%
  • HNWI28.16%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Meadowbrook Wealth Management, LLC is an independent registered investment adviser formed in 2017 and owned by an individual. The firm serves primarily individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage-of-AUM component with hourly consulting charges. Meadowbrook does not identify as an active ESG investor, does not operate as a capital allocator, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Cash & Cash Equivalents 5%, US Government Bonds 3%92%
  • Exchange Traded Equities92%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%

Owners & executives

1 of 1
  • RICHARD JACK

    Principal and Chief Investment OfficerCRD 4166546

Contacts

1 of 1
  • THOMAS EFTHIMIOU

    Managing DirectorCRD 2336798

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 16

Active vs passive

$8.5M in ETFs

Passive

62%

$5.3M

Active

33%

$3.2M

ETFProviderStyleCategoryValueShares% of portfolio
GOLDMAN SACHS S&P 500 PREMIUM INCOME ETF (GPIX)Goldman SachsActiveDerivative Income$1.2M23,77413.98%

Location

Primary office

GARDEN CITY, NY

NASSAU

Location

GARDEN CITY, NY

Headquartered in GARDEN CITY, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
1042 Franklin Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth