MDB Capital

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Addison, Texas
CRD number
42677
Registered since
September 5, 1997

Firm profile

FINTRX

Overview

MDB Capital is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm first registered with the SEC in 1997 and is listed as owned by a domestic entity/individual. FINTRX marks the firm as not being a capital allocator and not active on ESG initiatives. It is not flagged as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. FINTRX does not provide detail on MDB Capital’s fee model, client segments, specific advisory activities, or business lines beyond the investment-bank classification. That limits visibility into whether the firm offers wealth-management, registered investment advisory services, or exclusively investment-banking functions.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Christopher Marlett

    Christopher Marlett

    CEO & ChairmanCRD 1526644

  • Gary Schuman

    Gary Schuman

    CFOCRD 2237720

  • Rodrigo Pallais Guerrero

    Rodrigo Pallais Guerrero

    CoordinatorCRD 5987089

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Contacts

3 of 30
  • Kevin Cotter

    Kevin Cotter

    Head of Capital MarketsCRD 1444131

  • George Brandon

    George Brandon

    PresidentCRD 1599748

  • Anthony Digiandomenico

    Anthony Digiandomenico

    Co-FounderCRD 2913790

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Addison, TX

Dallas

Location

Addison, TX

Headquartered in Addison, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
14135 Midway Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth