MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

RIASEC RegisteredEst. 1992
Total AUM
$204M
Discretionary
$204M
100% of AUM
Avg account
$616K
Accounts
332
Employees
5
Advisory reps
6

Firm details

Headquarters
ALEXANDRIA, Virginia
CRD number
107396
Registered since
February 7, 1992
Fee structure
Percentage of AUM
Client types
  • HNWI57.85%
  • Investment Companies42.15%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mcginn Penninger Investment Management Inc. is a privately owned corporate RIA that has been SEC-registered since 1992. The firm serves both individual and family clients as well as institutional investors, operating as a registered representative of a broker-dealer while providing AUM-based advisory services. Its advisory mandate focuses on discretionary portfolio management across retail and institutional channels, including work for small businesses and investment companies. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, US Government Bonds 5%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 1%, Public Funds/Mutual Funds 1%88%
  • Exchange Traded Equities88%
  • US Government Bonds5%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds1%
  • Public Funds/Mutual Funds1%

Contacts

3 of 6
  • Christopher Lane

    Junior AnalystCRD 7662292

  • RICHARD SLATER

    Financial Planning ConsultantCRD 5798365

  • ALICIA BROEHL

    Director of Operations & PartnerCRD 4335090

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$3.6M in ETFs

Passive

93%

$3.3M

Active

0%

$249K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL WORLD STOCK INDEX FUND (VT)VanguardPassiveGlobal Large Stock Blend$589K4,25816.56%

Location

Primary office

ALEXANDRIA, VA

ALEXANDRIA CITY

Location

ALEXANDRIA, VA

Headquartered in ALEXANDRIA, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ALEXANDRIA CITY
Address
277 S Washington St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth