Mcfarland Associates

RIASEC Registered

Total AUM

$83.2M

Discretionary

$0

0% of AUM

Avg account

$635K

Accounts

131

Employees

3

Advisory reps

3

Firm details

Headquarters: Monterey, California
CRD number: 111316
Website: mcfarlandria.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI92.9%
Individuals7.1%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mcfarland Associates is an independent, corporation-structured registered investment adviser that serves individual and family clients. The firm operates as a capital allocator and offers financial planning, portfolio management for individuals and small businesses, and selection of third-party advisers. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee options. The firm is not positioned as an ESG investor and does not report multi-state adviser status beyond the presence of multiple offices.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds98%
Cash & Cash Equivalents2%

Owners & executives

1 of 1

Ann Ainsworth
CFOCRD 2110511

Contacts

2 of 2

Richard Mcfarland
Director and ShareholderCRD 1080626
Aaron Schwartz
PresidentCRD 5578079

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Monterey, CA

Monterey

Location

Monterey, CA

Headquartered in Monterey, CA, in the West of the United States.

Region: West
County: Monterey
Address: 80 Garden Ct
Time zone: PT (UTC-8)
Office locations

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