MCCLAIN VALUE MANAGEMENT, LLC

RIASEC RegisteredEst. 2006
Total AUM
$38.8M
Discretionary
$38.8M
100% of AUM
Avg account
$1.8M
Accounts
22
Employees
2
Advisory reps
1

Firm details

Headquarters
NEW CANAAN, Connecticut
CRD number
114074
Registered since
May 4, 2006
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • HNWI59.07%
  • Charitable Organizations40.85%
  • Individuals0.09%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

McClain Value Management, LLC is a small, SEC-registered investment adviser organized as a limited liability company and operating with an owner-managed structure. The firm focuses on portfolio management for individuals, small businesses and institutional/business clients. Its stated fee model includes asset-based fees (percentage of AUM) alongside other fee arrangements. McClain Value Management does not position itself as an ESG specialist, is not registered as a multi-state adviser, and does not identify as a pension consultant or related adviser. Investment activity shows a clear equity orientation: the firm prefers exchange-traded equities as its primary allocation vehicle. Advisory activity is concentrated and boutique in scale, consistent with a client roster that is narrow and relationship-driven rather than a broad retail base.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, Cash & Cash Equivalents 12%, Public Funds/Mutual Funds 6%82%
  • Exchange Traded Equities82%
  • Cash & Cash Equivalents12%
  • Public Funds/Mutual Funds6%

Contacts

1 of 1
  • PHILLIP MCCLAIN

    Managing PartnerCRD 4430439

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NEW CANAAN, CT

FAIRFIELD

Location

NEW CANAAN, CT

Headquartered in NEW CANAAN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
175 Elm St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth