MBM CAP LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
MADISON, Connecticut
CRD number
327509
Registered since
June 28, 2023

Firm profile

FINTRX

Overview

MBM Cap LLC is a small, privately owned limited liability company that registered as an SEC adviser in 2023. The firm does not report a public retail advisory business; instead, its activities center on sponsoring and managing pooled investment vehicles. Regulatory records classify the firm as unclassified and indicate it is not an active ESG investor, not a multi-state adviser, and not a pension consultant. As sponsor, general partner and managing member, MBM Cap LLC appears to operate as an active manager of private capital rather than as a traditional RIA servicing retail or institutional advisory accounts. That sponsor/GP role points to a hands-on approach to sourcing deals, conducting diligence, structuring investments and overseeing portfolio company governance through the vehicle it manages.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • LAUREN BONNER

    Managing PartnerCRD 7776375

  • ARUN MITTAL

    Managing PartnerCRD 5815384

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MADISON, CT

NEW HAVEN

Location

MADISON, CT

Headquartered in MADISON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW HAVEN
Address
61 Wickford Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth