MAXWELL FINANCIAL GROUP, INC

Overview

Maxwell Financial Group, Inc. is an independent registered investment adviser that operates as a capital allocator for a small base of individual, family and select institutional clients. The firm’s portfolio activity is strongly equity-focused, with a stated preference for exchange-traded equities and ETFs as the primary vehicle for client exposure. Maxwell Financial Group also conducts financial planning, portfolio management for individuals and small businesses, pension consulting support, and selection of outside advisers; those advisory activities reinforce its role in directing third‑party managers when clients require niche or alternative exposure. A notable operational characteristic is that the firm’s assets are reported as non‑discretionary, which indicates client-directed implementation or advisory arrangements where clients retain final trading authority. Maxwell Financial Group supplements equity allocations with insurance products—most prominently annuities—and delivers client education through seminars and workshops. The firm’s business model includes insurance brokerage, which connects the advisory and insurance product lines in client solutions.

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Location & Offices