Maximum Asset Strategies

Overview

Maximum Asset Strategies is an LLC operating as a small, owner-controlled advisory and capital-allocation business. The firm wears multiple hats: it acts as a registered representative of a broker-dealer, operates as an insurance broker, and provides advisory services that center on financial planning, selecting outside advisers, and running educational seminars or workshops. Its fee model includes hourly and fixed fees and other non-standard arrangements rather than a single assets-under-management percentage schedule. The firm is identified as a capital allocator that uses third-party managers for certain strategies, does not position itself as an ESG-focused investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives