Mattern Capital Management, LLC

RIASEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$863K
Accounts
1,244
Employees
9
Advisory reps
9

Firm details

Headquarters
Lakewood, Colorado
CRD number
299342
Registered since
January 28, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.73%
  • Individuals4.95%
  • Other1.59%
  • Insurance Companies0.96%
  • Charitable Organizations0.62%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Mattern Capital Management, LLC is an independent, owner-operated registered investment adviser that positions itself as a capital allocator for both high-net-worth individuals and institutional clients. The firm registered with the SEC in 2019 and offers a mix of portfolio management and financial planning services, including selection of other advisers and pension consulting services. Its billing options include percentage-of-assets fees, hourly charges and fixed fees. Mattern does not describe itself as an active ESG investor and currently operates as a single-state adviser under its classification as an independent RIA. The firm has been recognized by Forbes among its RIA lists in 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Public Funds/Mutual Funds 19%, Cash & Cash Equivalents 5%, Private Funds 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%73%
  • Exchange Traded Equities73%
  • Public Funds/Mutual Funds19%
  • Cash & Cash Equivalents5%
  • Private Funds2%
  • Non-Exchange Traded Equities1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$66.2M in ETFs

Passive

60%

$39.5M

Active

40%

$26.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$7.3M10,47011.08%

Location

Primary office

Lakewood, CO

Jefferson

Location

Lakewood, CO

Headquartered in Lakewood, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Jefferson
Address
165 S Union Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth