MATTERN CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2019
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$863K
Accounts
1,244
Employees
9
Advisory reps
8

Firm details

Headquarters
LAKEWOOD, Colorado
CRD number
299342
Registered since
January 28, 2019
Website
matterncapital.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.73%
  • Individuals4.95%
  • Other1.59%
  • Insurance Companies0.96%
  • Charitable Organizations0.62%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Mattern Capital Management, LLC is an independent registered investment adviser formed in 2019 and organized as an LLC. The firm serves both individual and institutional clients, offering financial planning, portfolio management for individuals/small businesses and for businesses/institutions, pension consulting and manager selection. Mattern operates as a capital allocator, placing client capital with external fund managers in addition to managing public equity and ETF positions directly. Its billing mixes asset-based fees with hourly and fixed-fee engagements. The firm does not identify as an active ESG investor. Mattern has been recognized in Forbes’ lists of top RIA firms for 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Public Funds/Mutual Funds 19%, Cash & Cash Equivalents 5%, Private Funds 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%73%
  • Exchange Traded Equities73%
  • Public Funds/Mutual Funds19%
  • Cash & Cash Equivalents5%
  • Private Funds2%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1

  • CARYN EGBERT

    Chief Compliance OfficerCRD 2573716

Contacts

3 of 7

  • AMANDA DEPRIEST

    Financial Planning AnalystCRD 6702803

  • PERRY MATTERN

    PrincipalCRD 4168498

  • Riley Govan

    Financial Planning AnalystCRD 7359761

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$60.2M in ETFs

Passive

61%

$36.5M

Active

39%

$23.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$6.3M10,47010.39%
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Location

Primary office

LAKEWOOD, CO

JEFFERSON

Location

LAKEWOOD, CO

Headquartered in LAKEWOOD, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
JEFFERSON
Address
165 S Union Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth