Marshall + Sterling Wealth Advisors, Inc.
Firm details
- Headquarters
- Poughkeepsie, New York
- CRD number
- 164345
- Registered since
- November 1, 2013
- Website
- marshallsterling.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Pension & Profit Sharing Plans73.68%
- Individuals12.08%
- HNWI9.68%
- Corporations / Businesses2.95%
- Insurance Companies1.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Marshall + Sterling Wealth Advisors, Inc. is an independent registered investment adviser that has been SEC-registered since 2013. The firm serves both individual and family clients as well as institutional relationships and combines traditional advisory work—financial planning and portfolio management for individuals, small businesses and institutions—with insurance brokerage. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser. Its owner profile is a mix of a domestic entity and individual ownership, and it does not act as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities8%
- US Government Bonds8%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Contacts
3 of 11
Chintan Shukla
Portfolio ManagerCRD 5606855
Michael Ryan
Vice President, Wealth ManagerCRD 2255532
Timothy Paulson
Retirement Plan SpecialistCRD 5469169
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 171Active vs passive
$157M in ETFs
80%
$125M
12%
$31.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND (VCIT) | Vanguard | Passive | Corporate Bond | $12.7M | 154,193 | 8.14% |
Location
Poughkeepsie, NY
Dutchess
Location
Poughkeepsie, NY
Headquartered in Poughkeepsie, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Dutchess
- Address
- 278 Mill St
- Time zone
- ET (UTC-5)
- Office locations
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