MARSHALL + STERLING WEALTH ADVISORS, INC.

RIASEC RegisteredEst. 2013

Total AUM

$1.6B

Discretionary

$418M

26% of AUM

Avg account

$1M

Accounts

1,536

Employees

Advisory reps

Firm details

Headquarters: POUGHKEEPSIE, New York
CRD number: 164345
Registered since: November 1, 2013
Website: marshallsterling.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans73.68%
Individuals12.08%
HNWI9.68%
Corporations / Businesses2.95%
Insurance Companies1.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Marshall + Sterling Wealth Advisors, Inc. is an independent registered investment adviser that began SEC registration in 2013 and operates as a corporation owned by domestic entities and individuals. The firm serves both individual and family clients as well as institutional and business clients, offering financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and pension consulting services. Marshall + Sterling also operates as an insurance broker and lists an industry affiliation with an insurance company, reflecting a practice that combines investment advice with insurance distribution. Fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. The firm does not act as a capital allocator or run proprietary pooled funds; instead it allocates client capital to third-party managers and vehicles. Marshall + Sterling does not identify as an active ESG investor and is not designated as a multi-state adviser in the provided data.