Market Gauge Asset Management

RIASEC Registered
Total AUM
$18.7M
Discretionary
$18.7M
100% of AUM
Avg account
$456K
Accounts
41
Employees
9
Advisory reps
8

Firm details

Headquarters
Santa Fe, New Mexico
CRD number
194517
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals72.01%
  • HNWI24.91%
  • Charitable Organizations3.08%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Market Gauge Asset Management is an independent registered investment adviser organized as a limited liability company and owned by a domestic entity/individual. The firm serves both individual and family clients as well as institutional investors and functions as a capital allocator, meaning it places client capital with outside managers in addition to managing portfolios directly. Its advisory mandate centers on portfolio management for individuals and small businesses and on the selection of other advisers. Compensation is a mix of percentage-of-AUM fees and performance-based fees. The firm is not identified as an active ESG investor in its filings and is listed as a business activity "other financial product salesperson."

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 45%, Cash & Cash Equivalents 5%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities45%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • James Kimball

    James Kimball

    Managing Member And Chief Compliance OfficerCRD 6490710

  • Keith Schneider

    Keith Schneider

    CEOCRD 2337922

Contacts

3 of 6
  • Donn Goodman

    Donn Goodman

    Investment Adviser RepresentativeCRD 1579411

  • Benjamin Scheibe

    Senior Vice PresidentCRD 2565323

  • Michele Schneider

    Michele Schneider

    Managing DirectorCRD 6490723

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Santa Fe, NM

Santa Fe

Location

Santa Fe, NM

Headquartered in Santa Fe, NM, anchoring the Albuquerque-Santa Fe-Las Vegas, NM metro in the West.

Metro area
Albuquerque-Santa Fe-Las Vegas, NM
Region
West
County
Santa Fe
Address
404 Kiva Ct
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth