MAPLETON CAPITAL MANAGEMENT, LLC

RIASEC Registered
Total AUM
$87.8M
Discretionary
$87.8M
100% of AUM
Avg account
$3.3M
Accounts
27
Employees
6
Advisory reps
6

Firm details

Headquarters
Los Angeles, California
CRD number
122230
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles57.96%
  • HNWI42.04%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Mapleton Capital Management, LLC is a boutique manager that runs both registered advisory activity and pooled investment vehicles with a clear tilt toward equities and alternatives. The firm combines separately managed account work for individuals and small businesses with sponsor and general partner roles in private pooled vehicles, most notably hedge funds and real estate funds. Fee arrangements include a standard percentage-of-AUM advisory charge alongside performance-based fees on its fund products, signaling an emphasis on active management and outcome alignment with investors. Investment activity shows a preference for exchange-traded equities at the SMA level while the firm also operates its own private funds and uses third-party real estate managers. Mapleton is not positioned as a broad capital allocator; instead it constructs and manages concentrated strategies across liquid equity sleeves and less-liquid alternative vehicles that it sponsors or advises.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Public Funds/Mutual Funds 4%, Cash & Cash Equivalents 3%93%
  • Exchange Traded Equities93%
  • Public Funds/Mutual Funds4%
  • Cash & Cash Equivalents3%

Contacts

3 of 6
  • RICHARD BEALE

    OwnerCRD 3084780

  • LAWRENCE KONIS

    TradingCRD 3106379

  • RICHARD HOLTZ

    ConsultantCRD 4719775

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1875 Century Park E
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth