MAPLETON CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 122230
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles57.96%
- HNWI42.04%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Mapleton Capital Management, LLC is a boutique manager that runs both registered advisory activity and pooled investment vehicles with a clear tilt toward equities and alternatives. The firm combines separately managed account work for individuals and small businesses with sponsor and general partner roles in private pooled vehicles, most notably hedge funds and real estate funds. Fee arrangements include a standard percentage-of-AUM advisory charge alongside performance-based fees on its fund products, signaling an emphasis on active management and outcome alignment with investors. Investment activity shows a preference for exchange-traded equities at the SMA level while the firm also operates its own private funds and uses third-party real estate managers. Mapleton is not positioned as a broad capital allocator; instead it constructs and manages concentrated strategies across liquid equity sleeves and less-liquid alternative vehicles that it sponsors or advises.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents3%
Contacts
3 of 6RICHARD BEALE
OwnerCRD 3084780
LAWRENCE KONIS
TradingCRD 3106379
RICHARD HOLTZ
ConsultantCRD 4719775
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 1875 Century Park E
- Time zone
- PT (UTC-8)
- Office locations
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