Mainwall Investment Management, LLC

RIASEC Registered
Total AUM
$17.8M
Discretionary
$17.8M
100% of AUM
Avg account
$636K
Accounts
28
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
156091
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI95.13%
  • Individuals3.51%
  • Charitable Organizations1.36%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Mainwall Investment Management, LLC is a small, client-focused registered investment adviser that manages discretionary portfolios for individuals and family clients, with an emphasis on equity exposure and ESG integration. The firm charges fees as a percentage of assets under management and concentrates on portfolio management for individuals and small businesses rather than institutional mandates or pension consulting. Its stated preference is equities, and its investment program centers on exchange-traded equities and ETF-based implementations for core exposures, supplemented by targeted allocations to alternative sectors such as commodities and digital currency. The adviser positions itself as a hands-on manager running separately managed account strategies and pooled mutual fund allocations where appropriate. As an active ESG investor, Mainwall likely incorporates environmental, social and governance criteria into security selection or utilizes ESG-screened ETFs and mutual funds to implement policy preferences. The firm is individually owned and operates on a modest scale, which supports a personalized, advisory-oriented client experience.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Public Funds/Mutual Funds 12%, Cash & Cash Equivalents 5%, State & Local Bonds 1%83%
  • Exchange Traded Equities83%
  • Public Funds/Mutual Funds12%
  • Cash & Cash Equivalents5%
  • State & Local Bonds1%

Contacts

1 of 1
  • Charles Neuhauser

    Charles Neuhauser

    Managing PrincipalCRD 854969

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth