Mainwall Investment Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 156091
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI95.13%
- Individuals3.51%
- Charitable Organizations1.36%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Mainwall Investment Management, LLC is a small, client-focused registered investment adviser that manages discretionary portfolios for individuals and family clients, with an emphasis on equity exposure and ESG integration. The firm charges fees as a percentage of assets under management and concentrates on portfolio management for individuals and small businesses rather than institutional mandates or pension consulting. Its stated preference is equities, and its investment program centers on exchange-traded equities and ETF-based implementations for core exposures, supplemented by targeted allocations to alternative sectors such as commodities and digital currency. The adviser positions itself as a hands-on manager running separately managed account strategies and pooled mutual fund allocations where appropriate. As an active ESG investor, Mainwall likely incorporates environmental, social and governance criteria into security selection or utilizes ESG-screened ETFs and mutual funds to implement policy preferences. The firm is individually owned and operates on a modest scale, which supports a personalized, advisory-oriented client experience.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds12%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
Contacts
1 of 1
Charles Neuhauser
Managing PrincipalCRD 854969
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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