Mainstream Capital Management
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 297145
- Registered since
- October 8, 2021
- Website
- www.mainstreamcapital.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.48%
- Individuals12.99%
- Corporations / Businesses2.24%
- Pension & Profit Sharing Plans0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Mainstream Capital Management is an independent, individual-owned limited liability company that provides advisory services to individual and family clients. The firm is registered with the SEC (registered in 2021) and combines percentage-of-AUM billing with fixed-fee engagements. It operates as a registered representative of a broker‑dealer and offers financial planning alongside portfolio management for individuals, small businesses, and business or institutional clients. The adviser is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds39%
- Exchange Traded Equities38%
- US Government Bonds9%
- State & Local Bonds9%
- Cash & Cash Equivalents4%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 163Active vs passive
$75.5M in ETFs
53%
$40.2M
40%
$35.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $16.9M | 336,297 | 22.43% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 3435 Wilshire Blvd
- Time zone
- PT (UTC-8)
- Office locations
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