MAINSTREAM CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2021

Total AUM

$224M

Discretionary

$224M

100% of AUM

Avg account

$1.3M

Accounts

175

Employees

Advisory reps

Firm details

Headquarters: Los Angeles, California
CRD number: 297145
Registered since: October 8, 2021
Website: www.mainstreamcapital.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI84.48%
Individuals12.99%
Corporations / Businesses2.24%
Pension & Profit Sharing Plans0.3%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mainstream Capital Management is an independent registered investment adviser organized as an LLC and founded with SEC registration in 2021. The firm serves individual and family clients and operates under an owner-managed structure. Its primary fee arrangements are percentage-of-AUM and fixed fees. In addition to advisory services, the firm’s personnel act as registered representatives of a broker-dealer. Advisory capabilities cited include financial planning and portfolio management for individuals, small businesses, and institutional/business clients. The firm does not characterize itself as an active ESG investor, is not a multi-state adviser, and does not operate as a pension consultant or a separate related adviser.