MAINSAIL ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2007

Total AUM

$599M

Discretionary

$412M

69% of AUM

Avg account

$674K

Accounts

889

Employees

Advisory reps

Firm details

Headquarters: Birmingham, Alabama
CRD number: 128373
Registered since: January 12, 2007
Website: investprudently.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI58.21%
Pooled Investment Vehicles22.33%
Corporations / Businesses13.37%
Individuals3.92%
Pension & Profit Sharing Plans1.45%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Mainsail Asset Management, LLC is an independent, owner-operated RIA formed in 2007 that serves both individual/family clients and institutional investors. The firm acts as a capital allocator and offers a mix of fee arrangements — percentage of AUM, fixed fees and performance-based fees — depending on engagements. Its advisory services include financial planning, portfolio management for individuals, businesses and pooled investment vehicles, selection of subadvisers and pension consulting among its service set. Mainsail is not identified as an active ESG investor and is not presented as a multistate adviser.