MAIN MANAGEMENT FUND ADVISORS, LLC

RIASEC RegisteredEst. 2015
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$1B
Accounts
1
Employees
27
Advisory reps
4

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
281689
Registered since
October 13, 2015
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Main Management Fund Advisors, LLC is an SEC-registered investment adviser organized as a limited liability company and operating since 2015. The firm’s client base is institutional and it charges fees as a percentage of assets under management. Its stated advisory activity centers on portfolio management for investment companies, and its regulatory filings indicate roles beyond advisory — including acting as an investment adviser/sponsor and as a GP or managing member of pooled investment vehicles. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • HAFEEZ ESMAIL

    Chief Compliance OfficerCRD 2567325

Contacts

3 of 3
  • MARY MINER

    MemberCRD 4575982

  • Joseph LaBarbera

    Vice PresidentCRD 6913680

  • KIM ARTHUR

    Founding PartnerCRD 1754934

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 10

Active vs passive

$1.3B in ETFs

Passive

100%

$1.3B

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$455M808,31134.17%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
601 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth