Main Management Fund Advisors, LLC

RIASEC RegisteredEst. 2015
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$1B
Accounts
1
Employees
27
Advisory reps
3

Firm details

Headquarters
San Francisco, California
CRD number
281689
Registered since
October 13, 2015
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Main Management Fund Advisors, LLC is an SEC-registered institutional registered investment adviser formed in 2015 and organized as a limited liability company. The firm is set up to serve institutional clients and charges fees as a percentage of assets under management. Its stated advisory activity centers on portfolio management for investment companies, and corporate filings indicate the adviser also functions as an adviser/sponsor and as a general partner or managing member of pooled investment vehicles. Filings note the firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Hafeez Esmail

    Hafeez Esmail

    Chief Compliance OfficerCRD 2567325

Contacts

2 of 2
  • Joseph LaBarbera

    Joseph LaBarbera

    Vice PresidentCRD 6913680

  • Kim Arthur

    Kim Arthur

    Founding PartnerCRD 1754934

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 17

Active vs passive

$3B in ETFs

Passive

65%

$2B

Active

0%

$1B

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$520M5,915,32017.32%

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
601 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth