MAI Capital Management, LLC

RIASEC Registered

Total AUM

$52.1B

Discretionary

$35.7B

68% of AUM

Avg account

$1.1M

Accounts

48,547

Employees

562

Advisory reps

315

Firm details

Headquarters: Cleveland, Ohio
CRD number: 109807
Registered since: October 2, 2000
Website: mai.capital
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
Client types: HNWI52.99%
Pension & Profit Sharing Plans26.76%
Individuals12.78%
Pooled Investment Vehicles4.72%
Corporations / Businesses1.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

MAI Capital Management, LLC is an independent RIA and limited liability company that acts as a capital allocator for both individual/family and institutional clients. The firm provides a broad set of advisory services — from financial planning and portfolio management for individuals, pooled vehicles and institutions to pension consulting and selection of other advisers — and also operates a trust company. MAI is registered with the SEC; its SEC registration dates to 2000. Its fee arrangements include percentage-of-AUM fees as well as hourly, fixed and performance-based structures. The firm has been recognized in several industry rankings over recent years, including repeated appearances on Barron’s Top 100 RIA lists (2021–2025), Forbes’ lists (2023, 2024), Financial Times Top 300 (2020) and Citywire’s 50 Growers Across America program (multiple years). AdvisorHub named MAI Capital to a 50 RIA Firms to Watch list in 2026.