Mackenzie Investments Asia Limited

RIASEC RegisteredEst. 2016
Total AUM
$2.5B
Discretionary
$2.5B
100% of AUM
Avg account
$317M
Accounts
8
Employees
13
Advisory reps
6

Firm details

Headquarters
Hong Kong,
CRD number
285521
Registered since
December 6, 2016
Custodians
STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles72.97%
  • State / Municipal Government27.03%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mackenzie Investments Asia Limited operates as an institutional-focused investment manager that concentrates on equity allocations through pooled vehicles and mandates for businesses or institutions. The firm is set up as a corporation, registered with the SEC since 2016, and charges clients on a percentage-of-AUM fee basis. Its advisory activity emphasizes portfolio management for pooled investment vehicles and for institutional entities rather than retail or high-net-worth individuals. Mackenzie Investments Asia Limited does not identify as an active ESG investor. The firm’s structure and listed affiliations indicate capability beyond pure advisory work: relationships and roles tied to broker-dealer activity, trust and insurance company channels, and sponsoring pooled investment vehicles. That mix suggests the firm can act both as an allocator and as a sponsor/manager for pooled products directed at institutional investors.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Lesley Marks

    Lesley Marks

    Chief Investment OfficerCRD 7254800

  • Wai Ting Kwok

    Chief Compliance OfficerCRD 7240790

Contacts

3 of 4
  • Nicholas Scott

    Nicholas Scott

    SVP, Portfolio ManagerCRD 6727043

  • Sean Laphen

    Sean Laphen

    Regional DirectorCRD 7705897

  • Nicholas Westlind

    Nicholas Westlind

    Senior Vice President, Head of Business StrategyCRD 7345212

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Suites 13111312 Two Pacific Pl 88 Queensway
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth