Macaulay & Associates, LLC

RIASEC Registered

Total AUM

$81.3M

Discretionary

$80.2M

99% of AUM

Avg account

$241K

Accounts

337

Employees

Advisory reps

Firm details

Headquarters: Fort Mill, South Carolina
CRD number: 144717
Website: www.mnmacaulay.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI60.28%
Individuals39.72%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Macaulay & Associates, LLC is a small independent registered investment adviser organized as an LLC and owned by an individual. The firm serves primarily individual and family clients and positions itself as a capital allocator that blends advisory services with insurance brokerage. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of third‑party advisers. Fee arrangements are flexible and include a percentage of assets under management, hourly charges, and fixed fees. The firm does not identify itself as an active ESG investor.