M4A3 LLC

RIASEC RegisteredEst. 2025

Total AUM

$322M

Discretionary

$284M

88% of AUM

Avg account

$905K

Accounts

356

Employees

Advisory reps

Firm details

Headquarters: BOULDER, Colorado
CRD number: 336172
Registered since: May 12, 2025
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI89.53%
Pooled Investment Vehicles10.47%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

M4a3 LLC operates as a private equity–focused advisory and fund manager that combines portfolio management for individuals, pooled vehicles and institutional clients. The firm charges a mix of percentage-of-AUM and performance-based fees and is structured as a limited liability company owned by an individual. M4a3 LLC identifies as a private equity fund manager and allocates capital primarily to private-market strategies while also managing liquid holdings and mutual funds for clients who need broader exposure or liquidity. The firm is not positioned as an ESG investor, does not market itself as a multi-state adviser, and does not act as a pension consultant or capital allocator in the traditional sense. It is registered with the SEC (registered in 2025) and runs both discretionary and non‑discretionary mandates, with an emphasis on active portfolio construction and concentrated private fund vehicles.