M.A. Whelan Financial Planning

RIASEC RegisteredEst. 2021
Total AUM
$77.4M
Discretionary
$77.4M
100% of AUM
Avg account
$523K
Accounts
148
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
140357
Registered since
August 25, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Fixed Fees
Client types
  • HNWI90.2%
  • Individuals9.8%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

M.A. Whelan Financial Planning is a sole-proprietorship independent registered investment adviser, SEC-registered in 2021 and owned by an individual. The firm serves individuals and families with a focus on financial planning and portfolio management for individuals and small businesses. It operates on a fixed-fee model rather than asset-based or performance fees. The adviser does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 18%, US Government Bonds 2%, Cash & Cash Equivalents 2%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities18%
  • US Government Bonds2%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Maureen Whelan

    Maureen Whelan

    Financial AdvisorCRD 5133502

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth