Lummis Asset Management, L.P.

RIASEC RegisteredEst. 2021
Total AUM
$210M
Discretionary
$210M
100% of AUM
Avg account
$1.6M
Accounts
129
Employees
1
Advisory reps
2

Firm details

Headquarters
Fort Worth, Texas
CRD number
114357
Registered since
June 8, 2021
Custodians
CHARLES SCHWAB & CO., INC., FIFTH THIRD SECURITIES, INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI87.59%
  • Charitable Organizations10.19%
  • Individuals2.22%
Services
Portfolio Management for IndividualsPublication of Periodicals

Firm profile

FINTRX

Overview

Lummis Asset Management, L.P. is an independent registered investment adviser organized as a partnership and SEC-registered in 2021. The firm serves both individual/family and institutional clients, with a focus on portfolio management for individuals and small businesses and a secondary activity of publishing periodicals or newsletters. Its fees are charged as a percentage of assets under management and via hourly billing for certain services. The firm does not describe itself as an active ESG investor, is not a multi-state adviser, and does not function as a capital allocator or pension consultant. Ownership is recorded as a mix of a domestic entity and individual owners.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Public Funds/Mutual Funds 14%, Cash & Cash Equivalents 14%, US Government Bonds 1%, State & Local Bonds 1%68%
  • Exchange Traded Equities68%
  • Public Funds/Mutual Funds14%
  • Cash & Cash Equivalents14%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Michael Wimberley

    Michael Wimberley

    Chief Operations OfficerCRD 3070924

Contacts

1 of 1
  • Palmer Lummis

    General PartnerCRD 3144187

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 35

Active vs passive

$5.6M in ETFs

Passive

96%

$5.3M

Active

2%

$251K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD EUROPEAN STOCK INDEX FUND (VGK)VanguardPassiveEurope Stock$1.5M16,73926.60%

Location

Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
301 Commerce St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth