Lument Securities, LLC

Broker-DealerFINRA MemberEst. 1984
Total AUM
—
Advisory reps
60
Avg account
$0

Firm details

Headquarters
Columbus, Ohio
CRD number
14840
Registered since
March 5, 1984

Firm profile

FINTRX

Overview

Lument Securities, LLC is organized as a limited liability company and is classified in filings as an investment bank. The firm has been SEC-registered since 1984. Ownership is listed as a combination of domestic entity and individual ownership. Available metadata does not characterize Lument as a capital allocator; it is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Specifics about business lines, advisory services, client segments, fee schedules, or other operating activities were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kevin Mainelli

    Kevin Mainelli

    Managing Director and Chief Compliance OfficerCRD 1751991

  • Tami West

    Tami West

    Deputy Chief Compliance OfficerCRD 4209335

  • Robert Kirkwood

    Robert Kirkwood

    Chief Financial OfficerCRD 6025468

Contacts

3 of 57
  • Douglas Gilmore

    Senior Managing DirectorCRD 1727390

  • James Croft

    James Croft

    Senior Managing DirectorCRD 2148025

  • Tracy Peters

    Tracy Peters

    Senior Managing DirectorCRD 2373930

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Columbus, OH

Franklin

Location

Columbus, OH

Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
10 W Broad St
Time zone
ET (UTC-5)
Office locations

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