Lument Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
42
Avg account
$0

Firm details

Headquarters
Columbus, Ohio
CRD number
14840
Registered since
March 5, 1984

Firm profile

FINTRX

Overview

Lument Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. Its profile indicates ownership by a combination of domestic entities and individual owners. The snapshot data frames the firm as focused on investment-banking activity rather than serving as a capital allocator or a multi-state advisory practice. The FINTRX record flags several negative attributes explicitly: it is not presented as an active ESG investor, not a pension consultant, not a related adviser, and not a newly formed adviser. The firm did not supply details on advisory activities, fee structure, client types, or affiliations in the source data, which suggests the publicly available profile emphasizes transactional and corporate-finance capabilities over wealth-management or discretionary asset-management services.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kevin Mainelli

    Kevin Mainelli

    Managing Director and Chief Compliance OfficerCRD 1751991

  • Tami West

    Tami West

    Deputy Chief Compliance OfficerCRD 4209335

  • Robert Kirkwood

    Robert Kirkwood

    Chief Financial OfficerCRD 6025468

Contacts

3 of 39
  • Douglas Gilmore

    Senior Managing DirectorCRD 1727390

  • James Croft

    James Croft

    Senior Managing DirectorCRD 2148025

  • Tracy Peters

    Tracy Peters

    Senior Managing DirectorCRD 2373930

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Columbus, OH

Franklin

Location

Columbus, OH

Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
10 W Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth