LUMBARD & KELLNER, LLC
Firm details
- Headquarters
- HOLLIS, New Hampshire
- CRD number
- 117196
- Registered since
- February 14, 2003
- Website
- www.lumbard.com
- Custodians
- U.S. BANK, N.A., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.46%
- Individuals5.65%
- Charitable Organizations4.84%
- Corporations / Businesses0.05%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Lumbard & Kellner, LLC is an SEC-registered investment adviser organized as a limited liability company and in operation since 2003. The firm is individually owned and charges clients on a percentage-of-AUM basis. Its client base spans high-net-worth individuals and families as well as institutional and business clients. Primary advisory services are discretionary portfolio management for individuals and small businesses and separate account management for businesses or institutions. The firm reports a preference for equity exposures and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Public Funds/Mutual Funds23%
- Cash & Cash Equivalents17%
- US Government Bonds5%
- Investment Grade Corp Bonds1%
Contacts
3 of 5JAMES CONWAY
Managing MemberCRD 5019263
ANNE RUSSELL
Managing MemberCRD 6313796
PETER COZ
MemberCRD 4512739
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$155M in ETFs
100%
$155M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $12.1M | 132,326 | 7.84% |
Location
HOLLIS, NH
HILLSBOROUGH
Location
HOLLIS, NH
Headquartered in HOLLIS, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- HILLSBOROUGH
- Address
- 5 Hutchings Dr
- Time zone
- ET (UTC-5)
- Office locations
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