Lumbard & Kellner, LLC
Firm details
- Headquarters
- Hollis, New Hampshire
- CRD number
- 117196
- Registered since
- February 14, 2003
- Website
- www.lumbard.com
- Custodians
- U.S. BANK, N.A., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.46%
- Individuals5.65%
- Charitable Organizations4.84%
- Corporations / Businesses0.05%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Lumbard & Kellner, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2003. The firm is owner-operated and charges clients a fee based on assets under management. Its client mix includes both individuals and families as well as institutional entities. Advisory services are centered on discretionary portfolio management for individual/small business clients and for business or institutional accounts. The firm reports a clear tilt toward equity investing as its primary preference and does not identify as an active ESG investor or a multi-state adviser. It does not report activities as a capital allocator or as a pension consultant; its documented advisory focus remains traditional portfolio management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Public Funds/Mutual Funds23%
- Cash & Cash Equivalents17%
- US Government Bonds5%
- Investment Grade Corp Bonds1%
Contacts
3 of 5
James Conway
Managing MemberCRD 5019263
Anne Russell
Managing MemberCRD 6313796
Peter Coz
MemberCRD 4512739
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$169M in ETFs
100%
$169M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 400(TM) MID CAP ETF (SPMD) | State Street | Passive | Mid Cap Blend | $11.8M | 174,182 | 6.95% |
Location
Hollis, NH
Hillsborough
Location
Hollis, NH
Headquartered in Hollis, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Hillsborough
- Address
- 5 Hutchings Dr
- Time zone
- ET (UTC-5)
- Office locations
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