LUMA CAPITAL

Overview

Luma Capital is an independent SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm combines traditional wealth management services—financial planning and portfolio management for individuals, small businesses and institutions—with sponsor and general partner activity in pooled investment vehicles. That dual role means Luma not only selects third‑party managers but also structures and manages private funds directly. Investment activity is equity‑tilted, with a clear preference for exchange‑traded equities within its separately managed account business. The firm uses a mix of fee arrangements (percentage of AUM, hourly, fixed and performance‑based fees) which supports both standard advisory mandates and incentive structures typical for alternative and private fund strategies. Luma is not an active ESG investor and is not positioned as a multi‑state or pension consultant adviser in its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices