LUCKYSTOCKX INC.

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
337414
Registered since
June 9, 2025

Firm profile

FINTRX

Overview

Luckystockx Inc. is a corporation that operates in the financial services sector, specifically as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA). The firm was registered with the SEC in 2025 and is classified as unclassified. It is owned by an individual and does not serve as a capital allocator. The firm is not recognized as an active ESG investor and does not operate as a multi-state adviser. Luckystockx Inc. is affiliated with various industry entities, including broker-dealers and other investment advisers, which enhances its operational reach within the financial landscape.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ALAN SMITH

    CEOCRD 4277431

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
40 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth