LOMBARD ODIER ASSET MANAGEMENT (USA) CORP

RIASEC RegisteredEst. 2011
Total AUM
$7.5B
Discretionary
$7.5B
100% of AUM
Avg account
$277M
Accounts
27
Employees
64
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
153582
Registered since
August 6, 2011
Custodians
SS&C TECHNOLOGIES INC, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles92.47%
  • Other7.53%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lombard Odier Asset Management (USA) Corp is the U.S. arm of a foreign-owned asset manager that operates as a corporation and is SEC-registered since 2011. The firm is classified as a hedge-fund manager that serves institutional clients and charges both a percentage-of-AUM fee and performance-based fees. It performs portfolio management for pooled investment vehicles and for businesses or institutions, and it also functions in roles associated with commodity pools/CTA activity. The firm lists active ESG investing among its practices and maintains affiliations spanning broker-dealers, other advisers, banking organizations, and sponsor/GP roles for pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, US Government Bonds 23%, Non-Investment Grade Corp Bonds 16%, Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 2%, Derivatives 1%51%
  • Exchange Traded Equities51%
  • US Government Bonds23%
  • Non-Investment Grade Corp Bonds16%
  • Investment Grade Corp Bonds9%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • RAYMOND MOUHADEB

    Chief Executive OfficerCRD 6235462

  • Elyse Strauss

    Chief Compliance OfficerCRD 7622265

Contacts

3 of 3
  • Jean-Pascal Porcherot

    Managing PartnerCRD 6578865

  • HUBERT KELLER

    Senior Managing PartnerCRD 5082952

  • PETER CLARKE

    DirectorCRD 6405867

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$1.1M in ETFs

Passive

100%

$1.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
UNITED STATES BRENT OIL FUND LP (BNO)PassiveCommodities Focused$854K16,41378.75%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
452 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth