Lockstep Financial LLC

Overview

Lockstep Financial LLC is a small, independent registered investment adviser that focuses on serving individual and family clients through discretionary portfolio management and financial planning. The firm charges a mix of percentage-of-AUM, hourly fees and other fee arrangements, and supplements advisory work with educational seminars and workshops. Lockstep positions itself as a hands-on planner/manager for individuals and small businesses rather than a capital allocator or multi-state advisory platform. It does not list itself as an active ESG investor and is not structured as a family office. Investment activity skews toward pooled public vehicles rather than concentrated single-stock strategies or large bespoke alternative allocations. With all reported assets classified as discretionary, the firm appears to run core portfolios for a small client base using third‑party custodians and off‑the‑shelf mutual fund products as building blocks.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices