Lock Wealth Management

Overview

Lock Wealth Management is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves individual and family clients, offering a mix of financial planning and portfolio management geared toward individuals and small businesses. Its ADV lists services that include financial planning, portfolio management, selection of other advisers, educational seminars/workshops and pension consulting services. Lock Wealth Management charges fees based on a percentage of AUM and fixed fees and identifies itself as a capital allocator, using third-party managers where appropriate. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser. Investment activity concentrates on pooled public funds for core exposure while selectively allocating to external managers for alternative real estate exposure.

Assets & Accounts

Investments & Alternatives

Location & Offices