LK Financial Planning LLC

RIASEC RegisteredEst. 2015
Total AUM
$86.9M
Discretionary
$86.9M
100% of AUM
Avg account
$2.2M
Accounts
39
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
160539
Registered since
January 15, 2015
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI97.36%
  • Individuals2.64%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

LK Financial Planning LLC is an independent, owner-run registered investment adviser that entered SEC registration in 2015. The firm focuses on individual and family clients, offering financial planning and portfolio management services tailored to individuals and small businesses. Its billing blends percentage-of-AUM fees with hourly and fixed-fee engagements. The firm is not positioned as a capital allocator; it places client capital with third-party managers when using alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Cash & Cash Equivalents 10%, Exchange Traded Equities 2%88%
  • Public Funds/Mutual Funds88%
  • Cash & Cash Equivalents10%
  • Exchange Traded Equities2%

Owners & executives

1 of 1
  • Lawrence Kamin

    Lawrence Kamin

    Chief Compliance OfficerCRD 6035867

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
295 Madison Ave
Time zone
ET (UTC-5)
Office locations

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