Little River Capital, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Vestavia Hills, Alabama
CRD number
118917
Registered since
June 25, 2002

Firm profile

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Overview

Little River Capital, LLC is organized as a limited liability company and is classified in public records as an unclassified advisory entity. Ownership is reported as a combination of a domestic entity and an individual. The firm does not present itself as a capital allocator and is not described as an active ESG investor. It is also not designated as a multi-state adviser, newly formed adviser, pension consultant, or related adviser in the available data. Public filings and the provided snapshot do not include detail about client segments, fee schedules, investment strategies, or specific advisory activities. That absence of granular disclosure makes it difficult to infer the firm’s target client profile or portfolio approach from the data at hand.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 8
  • John Tuohy

    John Tuohy

    Managing Partner and Co-FounderCRD 4454485

  • Brian Lenart

    Brian Lenart

    FinOpCRD 736107

  • Patrick O'toole

    Patrick O'toole

    Head of Credit TradingCRD 4321269

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Vestavia Hills, AL

Jefferson

Location

Vestavia Hills, AL

Headquartered in Vestavia Hills, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Jefferson
Address
4553 Pne Tree Hl Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth