LITTLE HARBOR ADVISORS, LLC
Firm details
- Headquarters
- MARBLEHEAD, Massachusetts
- CRD number
- 168700
- Registered since
- August 27, 2013
- Website
- www.littleharboradvisors.com
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies96.45%
- Pooled Investment Vehicles3.55%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Little Harbor Advisors, LLC is an SEC-registered investment adviser organized as an LLC and operating in a hedge-fund capacity. Founded in or before 2013, the firm serves primarily institutional clients and functions as a manager and sponsor of pooled investment vehicles. Its regulatory and operating activities include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and providing portfolio management for investment companies and pooled funds. Compensation is structured in part as a percentage of assets under management, with additional fee components noted. The firm’s remit includes serving as a general partner or managing member of pooled vehicles, which suggests direct involvement in fund formation and governance in addition to day-to-day portfolio management. Little Harbor does not identify as an active ESG investor in the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3RANDALL CARRIGAN
Chief Legal Officer and Managing DirectorCRD 3063179
JEFFREY LANDLE
Chief Investment OfficerCRD 1039917
MARK GRADER
Chief Operating Officer, Managing PrincipalCRD 2531780
Contacts
3 of 4EYK VAN OTTERLOO
Founding MemberCRD 4339176
RICHARD ROCHE
Managing DirectorCRD 1002171
JOHN HASSETT
PresidentCRD 4840733
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$173M in ETFs
100%
$173M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $140M | 215,451 | 81.03% |
Location
MARBLEHEAD, MA
ESSEX
Location
MARBLEHEAD, MA
Headquartered in MARBLEHEAD, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- ESSEX
- Address
- 30 Doaks Ln
- Time zone
- ET (UTC-5)
- Office locations
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