LITTLE HARBOR ADVISORS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$243M
Discretionary
$243M
100% of AUM
Avg account
$60.7M
Accounts
4
Employees
13
Advisory reps
7

Firm details

Headquarters
MARBLEHEAD, Massachusetts
CRD number
168700
Registered since
August 27, 2013
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies96.45%
  • Pooled Investment Vehicles3.55%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Little Harbor Advisors, LLC is an SEC-registered investment adviser organized as an LLC and operating in a hedge-fund capacity. Founded in or before 2013, the firm serves primarily institutional clients and functions as a manager and sponsor of pooled investment vehicles. Its regulatory and operating activities include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and providing portfolio management for investment companies and pooled funds. Compensation is structured in part as a percentage of assets under management, with additional fee components noted. The firm’s remit includes serving as a general partner or managing member of pooled vehicles, which suggests direct involvement in fund formation and governance in addition to day-to-day portfolio management. Little Harbor does not identify as an active ESG investor in the available data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • RANDALL CARRIGAN

    Chief Legal Officer and Managing DirectorCRD 3063179

  • JEFFREY LANDLE

    Chief Investment OfficerCRD 1039917

  • MARK GRADER

    Chief Operating Officer, Managing PrincipalCRD 2531780

Contacts

3 of 4
  • EYK VAN OTTERLOO

    Founding MemberCRD 4339176

  • RICHARD ROCHE

    Managing DirectorCRD 1002171

  • JOHN HASSETT

    PresidentCRD 4840733

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 5

Active vs passive

$173M in ETFs

Passive

100%

$173M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$140M215,45181.03%

Location

Primary office

MARBLEHEAD, MA

ESSEX

Location

MARBLEHEAD, MA

Headquartered in MARBLEHEAD, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
ESSEX
Address
30 Doaks Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth