LISTEN LLC

Exempt Reporting AdvisorFINRA MemberEst. 2018
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
298352
Registered since
September 1, 2018

Firm profile

FINTRX

Overview

Listen LLC operates primarily as a sponsor and general partner of pooled investment vehicles rather than as a traditional advisory business serving retail or institutional advisory accounts. The firm is structured as a limited liability company and has been SEC-registered since 2018. Ownership is held by an individual and the firm is classified as unclassified for advisory reporting purposes. It is not identified as an active ESG investor, is not multi-state as a registered adviser, and is not characterized as a capital allocator in the advisory sense. Business activity centers on forming and managing pooled vehicles: Listen LLC acts as sponsor, GP and managing member for its funds. That setup indicates the firm’s revenue and operational focus is fund management—raising capital from owners and running investment programs—rather than managing discretionary accounts for external advisory clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Jeffrey Cantalupo

    Managing Partner and FounderCRD 7011051

  • RICK DESAI

    Managing PartnerCRD 4843291

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
406 N Sangamon St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth