LIONS FINANCIAL ADVISORY

Overview

Lions Financial Advisory is a small, independent registered investment adviser operating as a limited liability company and focused on individual and family clients and small businesses. The firm runs a fee schedule that includes asset-based fees, hourly charges and fixed fees, and supplements advisory work with real estate brokerage and insurance brokerage activities. Investment work centers on pooled public funds—primarily mutual funds—with discretionary management that covers the firm’s entire asset base. The adviser also sources alternative exposure through third‑party managers and private placements, and uses annuity solutions where appropriate given its insurance brokerage capabilities. Given the firm’s scale, portfolio construction appears pragmatic and off-the-shelf rather than institutionally bespoke: core equity and fixed-income exposures are implemented through mutual funds and ETFs, while illiquid or specialty exposures are accessed via external alternative managers and private real estate opportunities. Lions Financial Advisory does not present itself as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices