LINCOLN PARK CAPITAL LLC

RIASEC RegisteredEst. 2024
Total AUM
$45.1M
Discretionary
$45.1M
100% of AUM
Avg account
$694K
Accounts
65
Employees
3
Advisory reps
2

Firm details

Headquarters
OLEAN, New York
CRD number
330031
Registered since
April 19, 2024
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Lincoln Park Capital LLC is a small, SEC-registered investment adviser organized as an LLC and registered in 2024. The firm identifies as a capital allocator serving individual and family clients and charges fees by percentage of assets under management and on an hourly basis. Its advisory mandate covers discretionary portfolio management for individuals and small businesses, pooled investment vehicles and institutional/business clients, and the selection of other advisers, which suggests the capability to both directly manage portfolios and outsource to third-party managers. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Cash & Cash Equivalents 18%, Private Funds 12%, Investment Grade Corp Bonds 5%65%
  • Exchange Traded Equities65%
  • Cash & Cash Equivalents18%
  • Private Funds12%
  • Investment Grade Corp Bonds5%

Owners & executives

2 of 2
  • Dana Cornell

    Chief Executive OfficerCRD 5022202

  • Meghan Johnson

    Chief Operating OfficerCRD 4928261

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OLEAN, NY

CATTARAUGUS

Location

OLEAN, NY

Headquartered in OLEAN, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
CATTARAUGUS
Address
125 S Union St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth