LIGHTSTONE VENTURES

Exempt Reporting AdvisorFINRA MemberEst. 2013
Total AUM
Accounts
0
Advisory reps
7
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
PORTOLA VALLEY, California
CRD number
168121
Registered since
June 11, 2013

Firm profile

FINTRX

Overview

Lightstone Ventures is organized as a limited liability company and has been SEC-registered since 2013. The firm is reported to have owners that include domestic entities, foreign entities and individuals. Lightstone is not identified as a multi-state adviser or an active ESG investor, and it is marked as not functioning as a capital allocator. Its regulatory/business classification is listed as unclassified. Where the firm’s activities are detailed, it is described as a sponsor, general partner and managing member of pooled investment vehicles rather than a retail/advisory unit serving individual advisory clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Travis Boettner

    CCO & CFOCRD 6572311

Contacts

3 of 6
  • HENRY PLAIN

    Managing DirectorCRD 6027417

  • Jaclyn Lettmann

    MemberCRD 6775600

  • MICHAEL CARUSI

    Managing PartnerCRD 6038711

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PORTOLA VALLEY, CA

SAN MATEO

Location

PORTOLA VALLEY, CA

Headquartered in PORTOLA VALLEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
3270 Alpine Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth