LIGHTHOUSE FINANCIAL SERVICES INC
Firm details
- Headquarters
- BREA, California
- CRD number
- 110367
- Registered since
- September 2, 1988
- Website
- lighthouselink.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI74.01%
- Individuals24.29%
- Corporations / Businesses1.1%
- Pension & Profit Sharing Plans0.44%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Lighthouse Financial Services Inc. is an independent, SEC-registered registered investment adviser that has been in operation since 1988 and is owned by an individual. The firm serves both individuals and families as well as institutional clients, offering financial planning and discretionary portfolio management across small-business, individual, and institutional accounts. Additional advisory services include pension consulting and educational seminars. Lighthouse charges clients via a mix of percentage-of-AUM fees as well as hourly and fixed-fee arrangements. It is not positioned as an ESG-focused manager and does not report operating as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds33%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1ROBERT MCDANIEL
President, Chief Operating OfficerCRD 3028236
Contacts
3 of 4Christopher Soukup
Wealth ManagerCRD 5414513
Muey Herman
Vice President, Director of OperationsCRD 7430238
MICHAEL VERITY
OwnerCRD 5848445
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$675M in ETFs
88%
$596M
9%
$79.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $57.1M | 386,056 | 8.46% |
Location
BREA, CA
ORANGE
Location
BREA, CA
Headquartered in BREA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 3070 Saturn St
- Time zone
- PT (UTC-8)
- Office locations
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