Lighthouse Financial Services Inc
Firm details
- Headquarters
- Brea, California
- CRD number
- 110367
- Registered since
- September 2, 1988
- Website
- www.lighthouselink.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI74.01%
- Individuals24.29%
- Corporations / Businesses1.1%
- Pension & Profit Sharing Plans0.44%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Lighthouse Financial Services Inc is an independent registered investment adviser that has been SEC-registered since 1988 and is owned by an individual. The firm serves both individual & family clients and institutional clients, offering a mix of financial planning and discretionary portfolio management across personal, small-business and institutional mandates. Advisory services listed include pension consulting and educational seminars, and the firm also engages in other financial product sales. Its billing arrangements include percentage-of-AUM fees as well as hourly and fixed-fee engagements. Lighthouse does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds33%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Robert Mcdaniel
President, Chief Operating OfficerCRD 3028236
Contacts
3 of 4
Christopher Soukup
Wealth ManagerCRD 5414513
Muey Herman
Vice President, Director of OperationsCRD 7430238
Michael Verity
OwnerCRD 5848445
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$675M in ETFs
88%
$596M
9%
$79.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $57.1M | 386,056 | 8.46% |
Location
Brea, CA
Orange
Location
Brea, CA
Headquartered in Brea, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 3070 Saturn St
- Time zone
- PT (UTC-8)
- Office locations
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