Lighthouse

RIASEC RegisteredEst. 2024
Total AUM
$886K
Discretionary
$241K
27% of AUM
Avg account
$88.6K
Accounts
10
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
330415
Registered since
March 29, 2024
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Lighthouse is an independent registered investment adviser structured as a corporation and owned by an individual. The firm registered with the SEC in 2024 and focuses on portfolio management for individuals and small businesses. Clients are primarily individuals and families. Lighthouse charges both a percentage-of-AUM fee and performance-based fees and is also identified as engaging in other financial product sales activity. The firm states a preference for equities as its primary asset type and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Cash & Cash Equivalents 21%, Other 11%, Public Funds/Mutual Funds 1%67%
  • Exchange Traded Equities67%
  • Cash & Cash Equivalents21%
  • Other11%
  • Public Funds/Mutual Funds1%

Owners & executives

2 of 2
  • Zuwei Sun

    CTOCRD 6968874

  • Yijia Zhang

    CEOCRD 6768448

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth