LIGHTCAP FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2025

Total AUM

$18.7M

Discretionary

$18.7M

100% of AUM

Avg account

$98.9K

Accounts

189

Employees

Advisory reps

Firm details

Headquarters: SAN DIEGO, California
CRD number: 334873
Registered since: February 27, 2025
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI79.62%
Individuals20.38%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Lightcap Financial Group, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. According to its ADV disclosures it registered with the SEC in 2025 and serves primarily individual and family clients. The firm combines financial planning with portfolio management for individuals, small businesses and institutional/business clients, and lists pension consulting services among its advisory offerings. It also operates as an insurance broker. Its fees are a mix of percentage-of-AUM, hourly charges and fixed fees. Lightcap does not position itself as a capital allocator or an active ESG investor, and it is not a multi-state adviser.