LEVEL III CAPITAL LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
DALLAS, Texas
CRD number
315900
Website
l3cap.com

Firm profile

FINTRX

Overview

Level III Capital LLC is a limited liability company that functions as a sponsor, general partner and managing member of pooled investment vehicles. Its public profile indicates the firm operates at the fund level rather than as a traditional multi-state advisory practice: it is not listed as an active ESG investor, not a multi-state adviser, and does not identify pension consulting or broader advisory lines. Ownership is described as a mix of a domestic entity and individual owners, and the firm is classified as unclassified in the available data.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JACK ZUMWALT

    Chief Executive Officer and Co-Chief Investment OfficerCRD 7137074

Contacts

1 of 1
  • MAURICIO ORTIZ

    Co-FounderCRD 7136734

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
2620 Maple Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth