Level Four Financial, LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 25700
- Registered since
- January 5, 1990
- Website
- levelfourgroup.com
Firm profile
FINTRXOverview
Level Four Financial, LLC is organized as a limited liability company and has been registered with the SEC since 1990. Snapshot data characterizes the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The dataset indicates the firm is not an active ESG investor and is not designated as a capital allocator. Public filings and the provided profile offer limited detail on the firm’s client mix, fee schedules, and day‑to‑day business activities, so precise positioning (e.g., retail RIA vs. institutional manager) is not fully described in the source material.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds33%
- Cash & Cash Equivalents10%
- Non-Exchange Traded Equities3%
- Private Funds3%
Owners & executives
3 of 14
Marc Whitehead
Chief Financial OfficerCRD 3059786
George Morton
COOCRD 4522132
William Kumm
Chief Operations OfficerCRD 6110301
Contacts
3 of 153Thomas Neuner
Investment Advisor RepresentativeCRD 2126246
Marian Stupka
Compliance OfficerCRD 4446848
Richard Mc Coy
Wealth AdvisorCRD 4173199
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 127Active vs passive
$115M in ETFs
96%
$111M
4%
$4.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| Schwab US Dividend Equity ETF (SCHD) | Schwab | Passive | Large Value | $6.1M | 81,522 | 5.24% |
Location
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 12400 Coit Rd
- Time zone
- CT (UTC-6)
- Office locations
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