Level Four Advisory Services

RIASEC RegisteredEst. 2006

Total AUM

$6.5B

Discretionary

$5.9B

90% of AUM

Avg account

$416K

Accounts

15,720

Employees

136

Advisory reps

146

Firm details

Headquarters: Dallas, Texas
CRD number: 134086
Registered since: March 3, 2006
Website: www.levelfourgroup.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI49.02%
Individuals23.81%
Pension & Profit Sharing Plans21.98%
Corporations / Businesses4.33%
Charitable Organizations0.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Level Four Advisory Services is a privately held LLC that acts as a capital allocator for both individual/family and institutional clients. The firm provides a mix of financial planning and discretionary portfolio management across client types, along with pension consulting, adviser selection, and educational workshops. Its fee arrangements include percentage-of-AUM, hourly, fixed-fee and other structures, allowing flexibility across client engagements. Investment activity leans toward equity-centered portfolios and exchange-traded products, but the firm also sources third-party alternative managers. Level Four maintains relationships across the financial services ecosystem — including broker-dealers, trust companies, banks, registered municipal advisors, accountants and insurance firms — to support custody, execution and specialist advisory needs. The firm is not identified as an active ESG investor.