LEVEL FOUR ADVISORY SERVICES

RIASEC RegisteredEst. 2006

Total AUM

$6.5B

Discretionary

$5.9B

90% of AUM

Avg account

$416K

Accounts

15,720

Employees

136

Advisory reps

146

Firm details

Headquarters: DALLAS, Texas
CRD number: 134086
Registered since: March 3, 2006
Website: www.levelfourgroup.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI49.02%
Individuals23.81%
Pension & Profit Sharing Plans21.98%
Corporations / Businesses4.33%
Charitable Organizations0.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Level Four Advisory Services is a privately held LLC that operates as an insurance broker‑dealer and registered investment adviser. The firm has been SEC‑registered since 2006 and serves a mix of individual, family and institutional clients. It functions as a capital allocator, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection and educational workshops. Fee arrangements are flexible and include percentage of assets under management, hourly and fixed fees. The firm is not flagged as an active ESG investor. Industry relationships extend beyond pure advisory activity: Level Four maintains affiliations with broker‑dealers, other investment advisers, registered municipal advisors, banking or thrift institutions, trust companies, accounting firms and insurance companies. That network supports both managed portfolios and third‑party manager selection.