Level Four Advisory Services

RIASEC Registered

Total AUM

$6.5B

Discretionary

$5.9B

90% of AUM

Avg account

$416K

Accounts

15,720

Employees

136

Advisory reps

141

Firm details

Headquarters: Dallas, Texas
CRD number: 134086
Registered since: March 3, 2006
Website: www.levelfourgroup.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI49.02%
Individuals23.81%
Pension & Profit Sharing Plans21.98%
Corporations / Businesses4.33%
Charitable Organizations0.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Level Four Advisory Services is an independent registered investment adviser organized as an LLC that has been SEC-registered since 2006. The firm positions itself as a capital allocator serving individual and family clients as well as institutional investors. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selection of other advisers, pension consulting, and educational workshops. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Level Four lists a range of industry relationships—broker‑dealer, other investment advisers, registered municipal advisor, bank/thrift, trust company, accountant, and insurance company—that support multi-product client solutions. The firm does not identify as an ESG-focused investor.