Lepercq de Neuflize Asset Management LLC

RIASEC RegisteredEst. 2002
Total AUM
$764M
Discretionary
$764M
100% of AUM
Avg account
$255M
Accounts
3
Employees
16
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
120109
Registered since
April 18, 2002
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles75.34%
  • Corporations / Businesses19.36%
  • Sovereign Wealth Funds5.3%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lepercq de Neuflize Asset Management LLC is a privately held, SEC-registered investment adviser organized as an LLC and classified as a hedge fund manager. The firm primarily serves institutional clients and provides portfolio management for pooled vehicles as well as for businesses and other institutions. Its fee arrangements include asset-based fees and performance-linked compensation, alongside other fee components. The firm is not positioned as a capital allocator and does not identify as an active ESG investor or pension consultant. It maintains relationships consistent with roles as a broker-dealer affiliate and as sponsor/GP or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 90%, Cash & Cash Equivalents 10%90%
  • Private Funds90%
  • Cash & Cash Equivalents10%

Owners & executives

3 of 3
  • William Cleeton

    William Cleeton

    Co-Chief Investment OfficerCRD 7148065

  • Joshua Fremed

    Joshua Fremed

    Chief Operating OfficerCRD 4985772

  • Thomas Riboud-seydoux

    Thomas Riboud-seydoux

    Chairman, CEO & Chief Investment OfficerCRD 7148761

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$153M in ETFs

Passive

100%

$153M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$81.2M108,71653.17%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
853 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth