LEO Wealth Management, LLC
Firm details
- Headquarters
- Staten Island, New York
- CRD number
- 337537
- Registered since
- August 26, 2025
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals51.34%
- HNWI48.25%
- Corporations / Businesses0.4%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
LEO Wealth Management, LLC is an LLC registered with the SEC in 2025 and organized under individual ownership. The firm provides fee-based portfolio management (percentage of AUM) primarily to individuals, families and some institutional clients, with an explicit advisory focus on portfolio management for individuals and small businesses. It is not positioned as a multi-state adviser or capital allocator, and it does not describe itself as an active ESG investor. The firm lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds40%
- US Government Bonds10%
- Cash & Cash Equivalents2%
Contacts
1 of 1
James Leo
FounderCRD 1911418
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Staten Island, NY
Richmond
Location
Staten Island, NY
Headquartered in Staten Island, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Richmond
- Address
- 1110 S Ave Executive Suites
- Time zone
- ET (UTC-5)
- Office locations
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