LEO Wealth Management, LLC
Firm details
- Headquarters
- Staten Island, New York
- CRD number
- 337537
- Registered since
- August 26, 2025
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals51.34%
- HNWI48.25%
- Corporations / Businesses0.4%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
LEO Wealth Management, LLC is a fee-based RIA organized as an LLC that provides portfolio management primarily for individuals and small businesses, and it also serves institutional clients. The firm charges a percentage of assets under management and is owned by an individual. It is SEC-registered (registration year listed as 2025) and is not marked as an active ESG investor or a multi-state adviser. Its public filings classify the adviser as unclassified and indicate it does not serve as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds40%
- US Government Bonds10%
- Cash & Cash Equivalents2%
Contacts
1 of 1
James Leo
FounderCRD 1911418
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Staten Island, NY
Richmond
Location
Staten Island, NY
Headquartered in Staten Island, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Richmond
- Address
- 1110 S Ave Executive Suites
- Time zone
- ET (UTC-5)
- Office locations
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